Leverage Investment Consulting & Hold Anxious Hands
As an independent broker-dealer, you understand that in an age of rampant inflation and bear markets, retention is everything. Metaphorically speaking, the clients that you service may need more than a pat on the hand. […]
Let an Outsourced CIO Prevent Record-keeping Headaches
Are you an independent broker-dealer struggling to keep up with the complications of ever-changing securities regulations? The amount of paperwork, alone, that must be tracked for investment compliance reasons can sometimes become a nightmare. Especially […]
Get Ready for the May Investment Compliance Deadline, Now
The SEC has changed the rules again: In October of 2022, they amended Exchange Act Rule 17a-4, adding new record-keeping requirements. On the upside, broker-dealers no longer have to follow the “write once, read many” […]
Are Outsourced CIOs Meaning Better REG-BI Compliance?
For an independent broker-dealer, regulatory compliance can be a significant challenge. It almost seems to grow further whenever you’re trying to deliver the best possible experience for your customers. Regulatory expectations continue to change, but […]
Fall in Love With an OCIO’s Impact on Your Broker-Dealer
As an independent broker-dealer, you know that time is money. You’re constantly on the go, working to meet client needs and ensure success. An Outsourced Chief Investment Officer (OCIO) can help you do just that—while […]
Can You Rise Up the Independent Broker-Dealer Rankings?
Are you looking to give your firm an edge in this year’s increasingly more competitive financial services industry? Hiring an outsourced chief investment officer (OCIO) may be the solution you’re looking for. In this article, […]
Ignite 2023 as an Independent Broker-Dealer
It’s essential to stay competitive in today’s rapidly changing and evolving financial marketplace. Igniting your business for success is more than just a nice idea; it’s an imperative strategy for competing and thriving in an […]
Rev Up Reviews With an Outsourced Chief Investment Officer
Today’s independent broker-dealers are looking for ways to differentiate themselves from the competition and attract more business. At the same time, the demands of keeping Reg-BI-compliant may never have been as high. An outsourced Chief […]
Season’s Greetings From Cornerstone Portfolio Research- Your Outsourced CIO Source
As we close out 2022, the team at Cornerstone Portfolio Research would like to extend our cheeriest season’s greetings to you and your loved ones. May your holidays be warm, bright, and peaceful. If you’re […]
Deliver Asset Management To Be Thankful For
Happy Thanksgiving from Cornerstone Portfolio Research! This is a time to reflect on what we are grateful for in our lives. This year, as an independent RIA, you also have a great opportunity to make […]
Market Yourself as a Trusted Financial Planner With an OCIO
It’s one thing to present your firm to prospects as a financial planner. It’s another, entirely, to present yourself and/or your brand as a trusted source. Since existing clients get antsier due to market volatility, […]
Don’t Let Volatility Spook Your Clients
In the current volatile market, it is more important than ever to make sure your clients feel confident about their investment allocations. However, this need can raise the question: What is the best way to […]