As an independent advisor, you’re always on the lookout for ways to enhance the value your practice provides to clients while keeping costs under control. With high inflation, occasional market instability, and a possible 2023 […]
Are you an independent broker-dealer struggling to keep up with the complications of ever-changing securities regulations? The amount of paperwork, alone, that must be tracked for investment compliance reasons can sometimes become a nightmare. Especially […]
The SEC has changed the rules again: In October of 2022, they amended Exchange Act Rule 17a-4, adding new record-keeping requirements. On the upside, broker-dealers no longer have to follow the “write once, read many” […]
For an independent broker-dealer, regulatory compliance can be a significant challenge. It almost seems to grow further whenever you’re trying to deliver the best possible experience for your customers. Regulatory expectations continue to change, but […]
Are you looking to give your firm an edge in this year’s increasingly more competitive financial services industry? Hiring an outsourced chief investment officer (OCIO) may be the solution you’re looking for. In this article, […]
It’s essential to stay competitive in today’s rapidly changing and evolving financial marketplace. Igniting your business for success is more than just a nice idea; it’s an imperative strategy for competing and thriving in an […]
As we close out 2022, the team at Cornerstone Portfolio Research would like to extend our cheeriest season’s greetings to you and your loved ones. May your holidays be warm, bright, and peaceful. If you’re […]
Happy Thanksgiving from Cornerstone Portfolio Research! This is a time to reflect on what we are grateful for in our lives. This year, as an independent RIA, you also have a great opportunity to make […]
In the current volatile market, it is more important than ever to make sure your clients feel confident about their investment allocations. However, this need can raise the question: What is the best way to […]
The beauty of life at a boutique RIA is, obviously, the independence. Some advisors spend their entire careers never knowing what it is like beyond the reach of a global financial firm’s chain of command. […]