Tag: outsourcing for financial advisors
How an Independent Broker-Dealer Can Simplify Reg-BI
Navigating the financial landscape has never been more complicated. Reg-BI keeps adding another layer of complexity, requiring broker-dealers to accommodate additional moving parts. Meanwhile, this year’s economy is presenting unprecedented challenges that may make it […]
Investment Consulting Services: Your Affordable Answer
As an independent advisor, you’re always on the lookout for ways to enhance the value your practice provides to clients while keeping costs under control. With high inflation, occasional market instability, and a possible 2023 […]
Affordable Fiduciary Investment Solutions Do Exist
How can you, as an independent RIA, ensure that your clients receive the best quality investments and fiduciary advice for their needs? You might think it’s impossible to do so without breaking the bank. Fortunately, […]
Let an Outsourced CIO Prevent Record-keeping Headaches
Are you an independent broker-dealer struggling to keep up with the complications of ever-changing securities regulations? The amount of paperwork, alone, that must be tracked for investment compliance reasons can sometimes become a nightmare. Especially […]
Get Ready for the May Investment Compliance Deadline, Now
The SEC has changed the rules again: In October of 2022, they amended Exchange Act Rule 17a-4, adding new record-keeping requirements. On the upside, broker-dealers no longer have to follow the “write once, read many” […]
Are Outsourced CIOs Meaning Better REG-BI Compliance?
For an independent broker-dealer, regulatory compliance can be a significant challenge. It almost seems to grow further whenever you’re trying to deliver the best possible experience for your customers. Regulatory expectations continue to change, but […]
Can You Rise Up the Independent Broker-Dealer Rankings?
Are you looking to give your firm an edge in this year’s increasingly more competitive financial services industry? Hiring an outsourced chief investment officer (OCIO) may be the solution you’re looking for. In this article, […]
Ignite 2023 as an Independent Broker-Dealer
It’s essential to stay competitive in today’s rapidly changing and evolving financial marketplace. Igniting your business for success is more than just a nice idea; it’s an imperative strategy for competing and thriving in an […]
Rev Up Reviews With an Outsourced Chief Investment Officer
Today’s independent broker-dealers are looking for ways to differentiate themselves from the competition and attract more business. At the same time, the demands of keeping Reg-BI-compliant may never have been as high. An outsourced Chief […]
Season’s Greetings From Cornerstone Portfolio Research- Your Outsourced CIO Source
As we close out 2022, the team at Cornerstone Portfolio Research would like to extend our cheeriest season’s greetings to you and your loved ones. May your holidays be warm, bright, and peaceful. If you’re […]